Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LUI Siu Wing, Tony

呂肇頴
CE ASW835Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LUI Siu Wing, Tony (CE number ASW835) is an individual licensed by the Hong Kong SFC. First licensed on 2009-04-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerWing Fung Futures Limited
永豐期貨有限公司
Responsible OfficerWing Fung Securities Limited
永豐證券有限公司

Licence Record (6)

2018-03-15 – present Current
Wing Fung Futures Limited RO
RA 2
2013-02-05 – present Current
Wing Fung Securities Limited RO
RA 1
2013-02-05 – 2024-07-19
Wing Fung Forex Limited RO
RA 3
2009-04-29 – 2013-02-05
Wing Fung Securities Limited Rep
RA 1
2009-04-29 – 2018-03-15
Wing Fung Futures Limited Rep
RA 2
2009-04-29 – 2013-02-05
Wing Fung Forex Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASW835