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GOTO Hiroyuki

合戶宏之
CE ASU203Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GOTO Hiroyuki (CE number ASU203) is an individual licensed by the Hong Kong SFC. First licensed on 2009-04-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerDaiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司

Licence Record (2)

2025-08-29 – present Current
Daiwa Capital Markets Hong Kong Limited RO
RA 1 RA 2 RA 4
2009-04-21 – 2025-08-29
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASU203