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LO Wing Yan, Jenny

盧頴欣
CE ASU143Licensed IndividualSFO licence active
Official SFC record

LO Wing Yan, Jenny (CE number ASU143) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAsset Management Group Limited
資產管理集團有限公司

Licence Record (2)

2024-05-06 – present Current
Asset Management Group Limited Rep
RA 1 RA 4
2011-08-01 – 2023-07-30
OnePlatform Asset Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASU143