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LOK Colin Wai Hung

駱偉雄
CE ASU015Licensed IndividualSFO licence active
Official SFC record

LOK Colin Wai Hung (CE number ASU015) is an individual licensed by the Hong Kong SFC. First licensed on 2009-05-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeDBS Vickers (Hong Kong) Limited
星展唯高達香港有限公司

Licence Record (4)

2021-09-07 – present Current
DBS Vickers (Hong Kong) Limited Rep
RA 1
2018-02-06 – 2021-08-08
MIB Securities (Hong Kong) Limited Rep
RA 1
2014-02-13 – 2017-10-27
SMBC Nikko Securities (Hong Kong) Limited Rep
RA 1 RA 4
2009-05-18 – 2014-01-30
Success Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASU015