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LO Fai Keung

羅輝強
CE ASS971Licensed IndividualSFO licence active
Official SFC record

LO Fai Keung (CE number ASS971) is an individual licensed by the Hong Kong SFC. First licensed on 2009-04-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
RepresentativeEmperor Futures Limited
英皇期貨有限公司
RepresentativeEmperor Securities Limited
英皇證券有限公司
RepresentativeEmperor Wealth Management Limited
英皇財富管理有限公司

Licence Record (3)

2011-11-15 – present Current
Emperor Wealth Management Limited Rep
RA 1
2009-04-07 – present Current
Emperor Securities Limited Rep
RA 1
2009-04-07 – present Current
Emperor Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASS971