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LAU Kai Man Peter

劉啟文
CE ASS696Licensed IndividualSFO licence active
Official SFC record

LAU Kai Man Peter (CE number ASS696) is an individual licensed by the Hong Kong SFC. First licensed on 2009-05-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAsset Management Group Limited
資產管理集團有限公司

Licence Record (2)

2009-05-05 – present Current
Asset Management Group Limited Rep
RA 1 RA 4
2010-11-23 – 2011-06-30
Hong Kong Securities (International) Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASS696