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NICOLAY Sylvain Henri Pierre

CE ASQ142Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NICOLAY Sylvain Henri Pierre (CE number ASQ142) is an individual licensed by the Hong Kong SFC. First licensed on 2009-03-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSG Securities (HK) Limited
法國興業證券(香港)有限公司

Licence Record (3)

2019-12-16 – present Current
SG Securities (HK) Limited RO
RA 1 RA 2 RA 7
2014-09-12 – 2019-12-16
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7
2009-03-25 – 2014-06-18
Natixis Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASQ142