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ONG Seng Ken, Kenny

王聲健
CE ASP812Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ONG Seng Ken, Kenny (CE number ASP812) is an individual licensed by the Hong Kong SFC. First licensed on 2009-05-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKGI Asia Limited
凱基證券亞洲有限公司
Responsible OfficerKGI Futures (Hong Kong) Limited
凱基期貨(香港)有限公司

Licence Record (6)

2019-09-06 – present Current
KGI Asia Limited RO
RA 1
2014-11-19 – present Current
KGI Futures (Hong Kong) Limited RO
RA 2
2017-10-03 – 2019-09-06
KGI Asia Limited Rep
RA 1
2014-11-19 – 2017-10-02
KGI Asia Limited Rep
RA 1
2010-10-15 – 2012-08-22
Ong Pacific Capital Limited Rep
RA 6
2009-05-04 – 2010-03-31
Securis Capital Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASP812