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BAGSHAW Richard John Walter

CE ASK905Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BAGSHAW Richard John Walter (CE number ASK905) is an individual licensed by the Hong Kong SFC. First licensed on 2009-03-31. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMan Investments (Hong Kong) Limited
英仕曼投資(香港)有限公司

Licence Record (2)

2023-10-03 – present Current
Man Investments (Hong Kong) Limited RO
RA 1 RA 2 RA 3 RA 4
2009-03-31 – 2023-10-02
Man Investments (Hong Kong) Limited RO
RA 1 RA 2 RA 3 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASK905