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CHAN Yan Yan, Kanas

陳恩因
CE ASK146Licensed IndividualSFO licence active
Official SFC record

CHAN Yan Yan, Kanas (CE number ASK146) is an individual licensed by the Hong Kong SFC. First licensed on 2009-03-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Securities Brokers (Asia) Limited
滙豐證券經紀(亞洲)有限公司

Licence Record (4)

2013-12-10 – present Current
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2010-03-24 – 2013-11-22
CITIC Securities Futures (HK) Limited Rep
RA 2
2010-03-18 – 2013-11-22
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2009-03-09 – 2010-02-12
Yicko Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASK146