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TSANG Shu Ping

曾樹平
CE ASI417Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TSANG Shu Ping (CE number ASI417) is an individual licensed by the Hong Kong SFC. First licensed on 2009-03-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEastspring Investments (Hong Kong) Limited (trading as Eastspring Investments)
瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)

Licence Record (7)

2024-12-17 – present Current
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) RO
RA 1 RA 4
2024-07-25 – 2024-12-17
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) Rep
RA 1 RA 4
2022-12-14 – 2023-12-08
Pulse Wealth Limited (trading as Prudential Wealth Management) RO
RA 1 RA 4
2022-10-12 – 2022-12-14
Pulse Wealth Limited (trading as Prudential Wealth Management) Rep
RA 1 RA 4
2018-08-07 – 2022-04-22
Manulife Investment Management (Hong Kong) Limited RO
RA 1 RA 4
2018-06-29 – 2018-08-07
Manulife Investment Management (Hong Kong) Limited Rep
RA 1
2009-03-02 – 2011-01-13
Insubest Financial & MPF Planning Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASI417