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SZE Ka Kwan

施嘉坤
CE ASI039Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SZE Ka Kwan (CE number ASI039) is an individual licensed by the Hong Kong SFC. First licensed on 2009-02-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerYue Xiu Securities Company Limited
越秀証券有限公司
RepresentativeYue Xiu Securities Company Limited
越秀証券有限公司

Licence Record (4)

2020-05-22 – present Current
Yue Xiu Securities Company Limited RO
RA 4
2017-08-25 – present Current
Yue Xiu Securities Company Limited Rep
RA 1 RA 4
2015-10-12 – 2017-08-14
Zhongtai International Securities Limited Rep
RA 4
2009-02-19 – 2009-02-25
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASI039