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HO Kwan Kit, Chris

何君傑
CE ASH641Licensed IndividualSFO licence active
Official SFC record

HO Kwan Kit, Chris (CE number ASH641) is an individual licensed by the Hong Kong SFC. First licensed on 2009-01-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePeakhouse Asset Management Limited
睿峰資產管理有限公司

Licence Record (4)

2023-07-07 – present Current
Peakhouse Asset Management Limited Rep
RA 1 RA 4 RA 9
2012-03-30 – 2012-08-02
Clariden Leu Asset Management (Hong Kong) Limited Rep
RA 1 RA 4
2009-01-21 – 2009-07-14
Citigroup Global Markets Asia Limited Rep
RA 1
2009-01-21 – 2009-07-14
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASH641