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LAW Kit Ching

羅潔貞
CE ASH464Licensed IndividualSFO licence active
Official SFC record

LAW Kit Ching (CE number ASH464) is an individual licensed by the Hong Kong SFC. First licensed on 2009-02-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFranklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司

Licence Record (7)

2022-07-01 – present Current
Franklin Templeton Investments (Asia) Limited Rep
RA 1
2020-11-16 – 2022-06-30
Legg Mason Asset Management Hong Kong Limited Rep
RA 1
2018-07-26 – 2019-11-14
Invesco Asset Management Asia Limited Rep
RA 1
2018-07-26 – 2019-11-14
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep
RA 1
2017-12-06 – 2018-07-12
BNP PARIBAS ASSET MANAGEMENT ASIA Limited Rep
RA 1 RA 4
2011-03-23 – 2017-11-10
FIL Investment Management (Hong Kong) Limited Rep
RA 1
2009-02-12 – 2022-06-30
Franklin Templeton Investments (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASH464