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WONG Pak Yui, Maffee

黃柏叡
CE ASF405Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Pak Yui, Maffee (CE number ASF405) is an individual licensed by the Hong Kong SFC. First licensed on 2009-02-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerVMI Securities Limited
創市証劵有限公司

Licence Record (8)

2024-04-23 – present Current
VMI Securities Limited RO
RA 1
2024-04-16 – 2024-04-23
VMI Securities Limited Rep
RA 1
2023-03-16 – 2024-02-29
Huijin Securities International Limited RO
RA 1 RA 4
2021-12-07 – 2022-09-30
Golden Asset Management Co., Limited RO
RA 1
2017-04-03 – 2021-05-31
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2015-03-12 – 2015-10-15
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2015-03-12 – 2015-10-15
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2009-02-06 – 2009-03-31
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASF405