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WONG Yiu Man

王耀文
CE ASE092Licensed IndividualSFO licence active
Official SFC record

WONG Yiu Man (CE number ASE092) is an individual licensed by the Hong Kong SFC. First licensed on 2009-07-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (3)

2013-12-30 – present Current
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4
2009-07-02 – 2010-08-20
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2009-07-02 – 2010-08-20
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASE092