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CHENG Lijun

程立軍
CE ASD349Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Lijun (CE number ASD349) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGolden Mountain Asset Management Limited
金山金融資產管理有限公司
Responsible OfficerGolden Mountain Financial Limited
金山金融有限公司

Licence Record (5)

2020-07-06 – present Current
Golden Mountain Asset Management Limited RO
RA 9
2012-11-29 – present Current
Golden Mountain Financial Limited RO
RA 1 RA 2
2012-04-18 – 2017-11-08
Golden Mountain Financial Limited Rep
RA 1 RA 2
2010-09-29 – 2012-03-30
Yue Xiu Futures Company Limited Rep
RA 2
2008-12-10 – 2010-09-03
China International Futures (Hong Kong) Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASD349