Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

PARK Edward

CE ASD313Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PARK Edward (CE number ASD313) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCLSA Limited
中信里昂證券有限公司

Licence Record (2)

2018-01-12 – present Current
CLSA Limited RO
RA 1 RA 4 RA 7
2008-12-09 – 2018-01-12
CLSA Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASD313