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HSU Chun-Yuan

許春元
CE ASD142Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HSU Chun-Yuan (CE number ASD142) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerYuanta Securities (Hong Kong) Company Limited
元大證券(香港)有限公司

Licence Record (6)

2019-08-07 – present Current
Yuanta Securities (Hong Kong) Company Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9
2019-04-15 – 2022-02-11
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 9
2012-05-03 – 2018-02-28
Grand China Securities Limited RO
RA 1
2011-03-23 – 2011-07-15
Hua Nan Securities (HK) Limited RO
RA 1 RA 2
2010-12-28 – 2011-03-23
Hua Nan Securities (HK) Limited Rep
RA 1 RA 2
2008-12-19 – 2014-01-06
Yue Xiu Futures Company Limited RO
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASD142