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CHEN Yalei

陳亞雷
CE ARW897Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHEN Yalei (CE number ARW897) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-24. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCCB International Securities Limited
建銀國際證券有限公司

Licence Record (7)

2026-05-12 – present Current
CCB International Securities Limited RO
RA 4
2025-12-02 – 2026-05-12
CCB International Securities Limited Rep
RA 4
2019-05-02 – 2025-09-19
China Renaissance Securities (Hong Kong) Limited Rep
RA 4
2019-02-21 – 2019-04-01
Golden Nest Capital Management (Hong Kong) Co. Limited Rep
RA 9
2017-09-21 – 2018-10-13
Credit Suisse (Hong Kong) Limited Rep
RA 4
2010-07-26 – 2016-05-09
BNP Paribas Securities (Asia) Limited Rep
RA 4
2008-11-24 – 2010-06-29
Macquarie Capital Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARW897