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CHIU Ka Man, Christine

趙嘉敏
CE ARV873Licensed IndividualSFO licence active
Official SFC record

CHIU Ka Man, Christine (CE number ARV873) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeShanggu Asset Management (Asia) Limited
上古亞洲資產管理有限公司

Licence Record (6)

2024-08-30 – present Current
Shanggu Asset Management (Asia) Limited Rep
RA 1 RA 9
2022-05-10 – 2024-08-01
OnePlatform Asset Management Limited Rep
RA 1
2013-02-25 – 2016-09-15
Swissquote Asia Limited RO
RA 3
2011-10-07 – 2011-11-14
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) RO
RA 3
2009-08-04 – 2011-10-07
Gain Capital - Forex.com Hong Kong Limited (trading as Forex.com Hong Kong, Forex.com Asia Pacific, Gain Capital Forex) Rep
RA 3
2008-12-08 – 2009-07-31
Rich Union Securities (H.K.) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARV873