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GU Weiyan

顧煒燕
CE ART992Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GU Weiyan (CE number ART992) is an individual licensed by the Hong Kong SFC. First licensed on 2008-11-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerGF Capital (Hong Kong) Limited
廣發融資(香港)有限公司
RepresentativeGF Securities (Hong Kong) Brokerage Limited
廣發証券(香港)經紀有限公司

Licence Record (7)

2017-06-05 – present Current
GF Capital (Hong Kong) Limited RO
RA 6
2016-11-23 – present Current
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2016-11-23 – 2017-06-05
GF Capital (Hong Kong) Limited Rep
RA 6
2015-03-16 – 2016-10-28
Sinolink Securities (Hong Kong) Company Limited RO
RA 6
2014-10-20 – 2015-03-16
Sinolink Securities (Hong Kong) Company Limited Rep
RA 6
2011-06-14 – 2014-10-10
Messis Capital Limited Rep
RA 6
2008-11-26 – 2011-06-09
Cinda International Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ART992