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LAW Ming Yiu, Felix

羅明耀
CE ART905Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAW Ming Yiu, Felix (CE number ART905) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKaisa Asset Management Limited
佳兆業資產管理有限公司
Responsible OfficerKaisa Financial Group Company Limited
佳兆業金融集團有限公司

Licence Record (5)

2018-01-05 – present Current
Kaisa Financial Group Company Limited RO
RA 1
2017-02-22 – present Current
Kaisa Asset Management Limited RO
RA 4 RA 9
2017-01-27 – 2017-02-22
Kaisa Asset Management Limited Rep
RA 4 RA 9
2015-07-14 – 2016-09-11
Avantua Capital Management Limited RO
RA 4 RA 9
2008-12-29 – 2012-07-31
National Asset Management Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ART905