Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CHOW Ling Chung, Ernest

周靈聰
CE ARQ680Licensed IndividualSFO licence active
Official SFC record

CHOW Ling Chung, Ernest (CE number ARQ680) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSunrise Brokers (Hong Kong) Limited

Licence Record (11)

2024-09-09 – present Current
Sunrise Brokers (Hong Kong) Limited Rep
RA 1 RA 2
2016-07-01 – 2024-08-31
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2015-10-05 – 2016-06-30
Core Pacific - Yamaichi International (H.K.) Limited Rep
RA 1
2015-10-05 – 2016-06-30
Core Pacific-Yamaichi Securities (H.K.) Limited Rep
RA 1
2015-10-05 – 2024-08-31
Core Pacific-Yamaichi Futures (H.K.) Limited Rep
RA 2
2013-07-02 – 2015-09-20
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2013-07-02 – 2015-09-20
CES Commodities (HK) Limited Rep
RA 2
2010-11-02 – 2013-06-28
De Riva Asia Limited Rep
RA 1 RA 2
2008-09-25 – 2010-10-26
KGI Asia Limited Rep
RA 1
2008-09-25 – 2010-10-26
KGI Securities (Hong Kong) Limited Rep
RA 1
2008-09-25 – 2010-10-26
KGI Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARQ680