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NG Chun Yuen, Alexander

伍俊源
CE ARQ354Licensed IndividualSFO licence active
Official SFC record

NG Chun Yuen, Alexander (CE number ARQ354) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-19. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeJanus Henderson Investors Hong Kong Limited
駿利亨德森投資香港有限公司

Licence Record (4)

2022-08-01 – present Current
Janus Henderson Investors Hong Kong Limited Rep
RA 1 RA 4
2019-01-03 – 2020-10-22
abrdn Hong Kong Limited Rep
RA 1 RA 4
2009-03-06 – 2010-05-12
Superfund Financial (Hong Kong) Limited Rep
RA 1 RA 4
2008-09-19 – 2009-02-27
Tyric Capital Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARQ354