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KIM Carol

金惠真
CE ARQ280Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KIM Carol (CE number ARQ280) is an individual licensed by the Hong Kong SFC. First licensed on 2008-10-27. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerBlackstone Group (HK) Limited, The
黑石集團(香港)有限公司

Licence Record (2)

2014-03-25 – present Current
Blackstone Group (HK) Limited, The RO
RA 1
2008-10-27 – 2014-03-25
Blackstone Group (HK) Limited, The Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARQ280