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SHI Xiaonan

史小楠
CE ARQ099Licensed IndividualSFO licence active
Official SFC record

SHI Xiaonan (CE number ARQ099) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHSBC Corporate Finance (Hong Kong) Limited

Licence Record (3)

2023-08-28 – present Current
HSBC Corporate Finance (Hong Kong) Limited Rep
RA 6
2008-09-18 – 2021-08-31
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6
2008-09-18 – 2012-01-31
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARQ099