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USSANI Riccardo

CE ARP573Licensed IndividualSFO licence active
Official SFC record

USSANI Riccardo (CE number ARP573) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCitigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司

Licence Record (2)

2022-02-10 – present Current
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2 RA 7
2008-09-16 – 2009-03-04
Nezu Asia Capital Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARP573