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CHAN Frank Clifford Shui Ting Chu

陳瑞庭
CE ARP537Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Frank Clifford Shui Ting Chu (CE number ARP537) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-11. Their SFC licence is currently active. Accredited for regulated activity Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWalker Capital Limited
睿嘉資本有限公司

Licence Record (9)

2024-11-29 – present Current
Walker Capital Limited RO
RA 6
2023-02-06 – 2024-09-27
Akron Corporate Finance Limited RO
RA 6
2022-10-17 – 2023-02-06
Akron Corporate Finance Limited Rep
RA 6
2018-04-19 – 2022-09-13
Central China International Capital Limited Rep
RA 6
2016-01-26 – 2018-03-06
Convoy Capital Hong Kong Limited Rep
RA 6
2015-05-13 – 2015-11-21
Guotai Junan Capital Limited Rep
RA 6
2013-09-24 – 2015-04-30
VBG Capital Limited Rep
RA 6
2012-03-26 – 2013-09-19
Joy Silver Limited Rep
RA 6
2008-09-11 – 2011-07-19
Deloitte & Touche Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARP537