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LIU Ming Fai

廖銘輝
CE ARP191Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Ming Fai (CE number ARP191) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHongkong Rich & Fortune Securities Co., Limited
香港匯鑫富證券有限公司

Licence Record (2)

2019-01-21 – present Current
Hongkong Rich & Fortune Securities Co., Limited RO
RA 1 RA 4
2008-09-11 – 2018-06-29
BOCOM International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARP191