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WONG Tak Yan, Frances

王德恩
CE ARP090Licensed IndividualSFO licence active
Official SFC record

WONG Tak Yan, Frances (CE number ARP090) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-11. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLGT Investment Management (Asia) Limited

Licence Record (1)

2008-09-11 – present Current
LGT Investment Management (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARP090