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LEE Man Chun

李文俊
CE ARO949Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LEE Man Chun (CE number ARO949) is an individual licensed by the Hong Kong SFC. First licensed on 2009-02-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerChina CIFCO Securities Co., Limited
中國中期證券有限公司
Responsible OfficerChina International Futures (Hong Kong) Company Limited
中國國際期貨(香港)有限公司

Licence Record (6)

2019-05-17 – present Current
China CIFCO Securities Co., Limited RO
RA 1 RA 4 RA 9
2019-03-12 – present Current
China International Futures (Hong Kong) Company Limited RO
RA 2
2015-07-29 – 2019-05-17
China CIFCO Securities Co., Limited Rep
RA 1 RA 4
2013-06-14 – 2019-03-12
China International Futures (Hong Kong) Company Limited Rep
RA 2
2009-02-23 – 2010-03-01
Phillip Securities (Hong Kong) Limited Rep
RA 1 RA 4
2009-02-23 – 2010-03-01
Phillip Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARO949