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NG Eric Peter

吳君豪
CE ARO920Licensed IndividualSFO licence active
Official SFC record

NG Eric Peter (CE number ARO920) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBrevan Howard (Hong Kong) Limited

Licence Record (6)

2023-07-10 – present Current
Brevan Howard (Hong Kong) Limited Rep
RA 9
2019-02-19 – 2023-01-13
Millennium Capital Management (Hong Kong) Limited Rep
RA 9
2013-09-16 – 2018-08-30
Segantii Capital Management Limited RO
RA 9
2013-02-04 – 2013-09-16
Segantii Capital Management Limited Rep
RA 9
2008-09-12 – 2012-12-22
UBS Securities Asia Limited Rep
RA 1 RA 2
2008-09-12 – 2012-12-22
UBS Securities Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARO920