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CHU Chun Yi

朱真宜
CE ARM915Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Chun Yi (CE number ARM915) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerGLAM Capital Limited
港利資本有限公司

Licence Record (10)

2019-02-11 – present Current
GLAM Capital Limited RO
RA 1 RA 4 RA 9
2016-03-22 – 2019-01-30
ZMF Asset Management Limited RO
RA 1 RA 4 RA 9
2015-11-26 – 2016-03-17
Seazen Resources Asset Management Limited Rep
RA 1 RA 4 RA 9
2013-06-14 – 2015-11-06
313 Capital Management Limited Rep
RA 4 RA 9
2010-08-03 – 2015-11-06
South China Forex Limited Rep
RA 3
2010-07-07 – 2015-11-06
South China Securities Limited Rep
RA 1
2010-07-07 – 2015-11-06
South China Commodities Limited Rep
RA 2
2009-08-31 – 2010-03-26
Cinda International Futures Limited Rep
RA 2
2008-10-27 – 2010-03-26
Cinda International Investment Management Limited Rep
RA 3
2008-08-13 – 2010-03-26
Cinda International Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARM915