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KWOK Ka Lok, Stanley

郭家洛
CE ARL159Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KWOK Ka Lok, Stanley (CE number ARL159) is an individual licensed by the Hong Kong SFC. First licensed on 2008-09-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerICBC International Fund Management Limited
工銀國際基金管理有限公司

Licence Record (5)

2023-12-22 – present Current
ICBC International Fund Management Limited RO
RA 1 RA 4 RA 9
2019-06-03 – 2024-10-15
ICBC International Asset Management Limited RO
RA 1 RA 4 RA 9
2018-10-11 – 2019-06-03
ICBC International Asset Management Limited Rep
RA 1 RA 4 RA 9
2012-03-14 – 2018-10-02
Double Haven Capital (Hong Kong) Limited Rep
RA 9
2008-09-10 – 2008-10-31
NewSmith Capital Partners (Hong Kong) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARL159