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WONG Wai Yan

黃慧欣
CE ARJ010Licensed IndividualSFO licence active
Official SFC record

WONG Wai Yan (CE number ARJ010) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-28. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Sunrise Securities (International) Limited
華升證券(國際)有限公司

Licence Record (6)

2021-05-25 – present Current
China Sunrise Securities (International) Limited Rep
RA 1
2019-08-07 – 2021-05-19
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1
2014-04-01 – 2019-07-26
Soochow Securities International Brokerage Limited Rep
RA 1
2012-08-13 – 2014-03-15
Ping An Securities (Hong Kong) Holdings Company Limited Rep
RA 1
2012-06-26 – 2012-08-01
Yuanta Securities (Hong Kong) Company Limited Rep
RA 1
2008-08-28 – 2012-08-01
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARJ010