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XU Lingyan

徐凌艷
CE ARI518Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Lingyan (CE number ARI518) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-17. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerStarlight Asset Management Limited
Responsible OfficerStarlight Securities Limited

Licence Record (19)

2026-03-13 – present Current
Starlight Securities Limited RO
RA 1 RA 4
2026-03-13 – present Current
Starlight Asset Management Limited RO
RA 9
2026-01-09 – 2026-03-13
Starlight Securities Limited Rep
RA 1
2026-01-09 – 2026-03-13
Starlight Asset Management Limited Rep
RA 9
2025-03-19 – 2025-10-23
Mighty Divine Securities Limited RO
RA 1
2025-03-19 – 2025-10-23
Mighty Divine Investment Management Limited RO
RA 9
2024-02-14 – 2025-03-19
Mighty Divine Securities Limited Rep
RA 1
2024-02-14 – 2025-03-19
Mighty Divine Investment Management Limited Rep
RA 9
2020-08-03 – 2024-01-31
Lion International Securities Group Limited Rep
RA 1
2020-08-03 – 2024-01-31
Silver Leaf Asset Management Limited Rep
RA 4 RA 9
2019-11-26 – 2019-12-03
Kilmorey Securities Limited Rep
RA 1 RA 4
2019-11-26 – 2020-04-01
Kilmorey Asset Management Limited Rep
RA 9
2018-06-21 – 2019-11-26
Kilmorey Asset Management Limited RO
RA 9
2016-03-24 – 2019-11-26
Kilmorey Securities Limited RO
RA 1 RA 4
2014-08-21 – 2015-12-02
CCB International Securities Limited RO
RA 1 RA 4
2013-06-14 – 2013-10-24
China Galaxy International Securities (Hong Kong) Co., Limited Rep
RA 1 RA 4
2010-06-04 – 2014-08-21
CCB International Securities Limited Rep
RA 1 RA 4
2009-11-27 – 2010-04-21
MainFirst Securities Hong Kong Limited Rep
RA 1 RA 4
2008-07-17 – 2009-11-12
UOB Kay Hian (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARI518