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LEE Shon Kee, Kenneth

李崇基
CE ARI072Licensed IndividualSFO licence active
Official SFC record

LEE Shon Kee, Kenneth (CE number ARI072) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGateway Capital (Hong Kong) Limited

Licence Record (3)

2022-04-27 – present Current
Gateway Capital (Hong Kong) Limited Rep
RA 4 RA 9
2020-04-06 – 2021-10-07
CLSA Limited Rep
RA 1
2008-07-11 – 2009-10-19
CITIC Securities Brokerage (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARI072