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LIAO Jung Tsen

廖容岑
CE ARG732Licensed IndividualSFO licence active
Official SFC record

LIAO Jung Tsen (CE number ARG732) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeM&G Investments (Hong Kong) Limited

Licence Record (4)

2025-02-17 – present Current
M&G Investments (Hong Kong) Limited Rep
RA 1 RA 4
2019-11-25 – 2025-01-20
Mercer Investments (HK) Limited Rep
RA 1 RA 4 RA 9
2008-07-02 – 2008-07-07
Citigroup Global Markets Asia Limited Rep
RA 1
2008-07-02 – 2008-07-07
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARG732