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LIU Teng

劉騰
CE ARG107Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Teng (CE number ARG107) is an individual licensed by the Hong Kong SFC. First licensed on 2008-08-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerChina Eagle Asset Management Limited
華鷹資產管理有限公司

Licence Record (5)

2018-10-16 – present Current
China Eagle Asset Management Limited RO
RA 4 RA 9
2015-12-21 – 2018-09-07
China Universal Asset Management (Hong Kong) Company Limited RO
RA 1 RA 4 RA 9
2015-11-09 – 2015-12-21
China Universal Asset Management (Hong Kong) Company Limited Rep
RA 1 RA 4 RA 9
2012-05-15 – 2015-03-31
China Orient International Asset Management Limited RO
RA 4 RA 9
2008-08-07 – 2010-10-02
Taikang Asset Management (Hong Kong) Company Limited RO
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARG107