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NG Shung Kai

吳崇佳
CE ARE819Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG Shung Kai (CE number ARE819) is an individual licensed by the Hong Kong SFC. First licensed on 2008-07-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTianlong Securities Co., Limited
天龍證券股份有限公司

Licence Record (6)

2023-12-19 – present Current
Tianlong Securities Co., Limited RO
RA 1 RA 4 RA 9
2022-10-17 – 2023-02-17
Schonfeld Strategic Advisors (Hong Kong) Limited Rep
RA 9
2017-06-26 – 2021-09-30
Pinerion Investment Advisory Limited RO
RA 4
2016-04-19 – 2021-09-06
Pinerion Asset Management Limited RO
RA 9
2013-07-30 – 2016-04-15
Generali Investments Asia Limited Rep
RA 1 RA 5 RA 9
2008-07-11 – 2011-12-31
Wharton Investment Advisors Limited Rep
RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARE819