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CHAN Kwok Wai

陳國威
CE ARE605Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Kwok Wai (CE number ARE605) is an individual licensed by the Hong Kong SFC. First licensed on 2008-06-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (4)

CapacityCompany / Institution
Responsible OfficerBright Smart Forex Limited
耀才環球外匯有限公司
RepresentativeBright Smart Asset Management Limited
耀才資產管理有限公司
RepresentativeBright Smart Futures & Commodities Company Limited
耀才期貨及商品有限公司
RepresentativeBright Smart Securities International (H.K.) Limited
耀才證券國際(香港)有限公司

Licence Record (6)

2020-04-22 – present Current
Bright Smart Forex Limited RO
RA 3
2017-11-03 – present Current
Bright Smart Asset Management Limited Rep
RA 9
2010-05-04 – present Current
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2010-05-04 – present Current
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2017-12-22 – 2020-04-22
Bright Smart Forex Limited Rep
RA 3
2008-06-24 – 2009-03-11
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARE605