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KO Hin Ting James

高軒庭
CE ARE599Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KO Hin Ting James (CE number ARE599) is an individual licensed by the Hong Kong SFC. First licensed on 2022-03-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerRP Asset Management Limited
瑞平資產管理有限公司

Licence Record (3)

2026-06-08 – present Current
RP Asset Management Limited RO
RA 1 RA 4 RA 9
2024-09-23 – 2025-07-15
OSL Asset Management Limited RO
RA 1 RA 4 RA 9
2022-03-24 – 2024-09-16
RP Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARE599