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CHU Yat Ming

朱日明
CE ARB850Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHU Yat Ming (CE number ARB850) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerHorun Capital Management Limited
泓潤資產管理有限公司

Licence Record (10)

2026-03-13 – present Current
Horun Capital Management Limited RO
RA 4 RA 9
2026-02-23 – 2026-03-13
Horun Capital Management Limited Rep
RA 4 RA 9
2025-12-05 – 2026-02-16
Oyin Asset Management (Hong Kong) Limited RO
RA 4 RA 9
2024-01-04 – 2025-03-03
Hong Kong Jiasheng International Asset Management Limited RO
RA 4 RA 9
2022-08-09 – 2023-12-31
Mouette Securities Company Limited RO
RA 1 RA 4 RA 9
2022-07-12 – 2023-05-03
Mouette Securities Company Limited Rep
RA 1 RA 9
2016-08-01 – 2022-06-30
Glory Sun Securities Limited Rep
RA 1 RA 2 RA 9
2011-05-19 – 2016-04-30
Bright Smart Futures & Commodities Company Limited Rep
RA 2
2010-09-16 – 2016-04-30
Bright Smart Securities International (H.K.) Limited Rep
RA 1
2008-05-26 – 2010-08-30
Tai Shing Stock Investment Co. Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARB850