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FOK See Chun, Christopher

霍思俊
CE ARB500Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

FOK See Chun, Christopher (CE number ARB500) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 3 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerCMB International Capital Limited
招銀國際融資有限公司
Responsible OfficerCMB International Global Markets Limited
招銀國際環球市場有限公司
Responsible OfficerCMB International Securities Limited
招銀國際證券有限公司

Licence Record (9)

2022-11-11 – present Current
CMB International Capital Limited RO
RA 1 RA 6
2022-11-11 – present Current
CMB International Global Markets Limited RO
RA 1
2022-11-11 – present Current
CMB International Securities Limited RO
RA 1
2022-03-25 – 2022-11-11
CMB International Global Markets Limited Rep
RA 1
2018-01-22 – 2022-11-11
CMB International Securities Limited Rep
RA 1
2016-08-18 – 2023-02-16
CMB International Capital Limited Rep
RA 1 RA 6
2012-06-07 – 2016-03-22
UBS Securities Hong Kong Limited Rep
RA 6
2008-11-11 – 2009-04-20
Platinum Broking Company Limited Rep
RA 1
2008-05-20 – 2008-08-19
Daiwa Capital Markets Hong Kong Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARB500