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LAU Kai Yeung

劉棨揚
CE ARA400Licensed IndividualSFO licence active
Official SFC record

LAU Kai Yeung (CE number ARA400) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeAIA Investment Management HK Limited
友邦投資管理香港有限公司

Licence Record (4)

2020-11-23 – present Current
AIA Investment Management HK Limited Rep
RA 4 RA 9
2015-06-22 – 2017-05-17
Sun Life Asset Management (HK) Limited RO
RA 4 RA 9
2014-11-25 – 2015-06-22
Sun Life Asset Management (HK) Limited Rep
RA 9
2008-05-28 – 2013-08-05
Lion Global Financial Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ARA400