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BRAY Lee Matthew

CE AQZ908Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

BRAY Lee Matthew (CE number AQZ908) is an individual licensed by the Hong Kong SFC. First licensed on 2008-06-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerJPMorgan Asset Management (Asia Pacific) Limited

Licence Record (2)

2015-11-26 – present Current
JPMorgan Asset Management (Asia Pacific) Limited RO
RA 1 RA 2 RA 9
2008-06-02 – 2016-03-17
JPMorgan Asset Management (Asia Pacific) Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQZ908