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LEE Lok Ki

李諾奇
CE AQZ591Licensed IndividualSFO licence active
Official SFC record

LEE Lok Ki (CE number AQZ591) is an individual licensed by the Hong Kong SFC. First licensed on 2008-05-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeEast Asia Futures Limited
東亞期貨有限公司
RepresentativeEast Asia Securities Company Limited
東亞證券有限公司

Licence Record (4)

2023-02-28 – present Current
East Asia Securities Company Limited Rep
RA 1
2023-02-28 – present Current
East Asia Futures Limited Rep
RA 2
2008-05-06 – 2021-03-10
Haitong International Securities Company Limited Rep
RA 1 RA 3
2008-05-06 – 2021-03-10
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQZ591