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CHEN Ming-chao

陳明照
CE AQX499Licensed IndividualExecutive OfficerNo active licence
Official SFC record

CHEN Ming-chao (CE number AQX499) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-23. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerBank of China (Hong Kong) Limited
中國銀行(香港)有限公司

Licence Record (3)

2010-09-21 – 2010-12-17
Standard & Poor's Investment Advisory Services (HK) Limited Rep
RA 4
2009-11-17 – 2010-12-17
Standard & Poor's, LLC Rep
RA 4
2008-04-23 – 2008-11-19
Citigroup Global Markets Asia Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQX499