Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

FAN Shu Ming

范書銘
CE AQX487Licensed IndividualSFO licence active
Official SFC record

FAN Shu Ming (CE number AQX487) is an individual licensed by the Hong Kong SFC. First licensed on 2008-04-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeSinoPac Asset Management (Asia) Limited
永豐金資產管理(亞洲)有限公司
RepresentativeSinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司

Licence Record (3)

2017-02-13 – present Current
SinoPac Securities (Asia) Limited Rep
RA 1
2008-04-29 – present Current
SinoPac Asset Management (Asia) Limited Rep
RA 4 RA 9
2015-02-16 – 2017-02-12
SinoPac Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AQX487